DEcoding the relationship between Section 34 and 149 IPC:DO they overlap?
DEcoding the relationship between Section 34
and 149 IPC:DO they overlap?
INTRODUCTION
The
principle of criminal liability is that the person who commits an offence bears
responsibility for that and he can only be found guilty. Generally, no culprit
can be held responsible for an independent act of wrong committed by another.
However, there are various exceptions to this rule and one such exception is
vicarious/constructive and joint liability. Constructive liability is a legal
theory of liability that empowers the court to hold a person liable for the
acts or repercussions of the acts of others. There are several provisions under
the Indian Penal Code, 1860 (hereinafter referred to as
“IPC”) in which vicarious/constructive liability can be fastened on an
individual for the criminal acts done by another individual. These include acts
committed with a common object, common intention, abetment etc. However, this
article will confine itself to sections 34 and 149 of IPC and delve deep into
the interplay of both sections.
SECTION
34 OF IPC
AND ITS SCOPE
Section 34 IPC has been enacted on the principle of
joint liability in the doing of a criminal act. This section is merely a rule
of evidence and does not establish a distinct substantive offence.[1]
Section 34 IPC, after amendment in 1870, read as “When a criminal act is done by several persons in furtherance of the common intention of all, each of
such persons is liable for that act in the
same manner as if it were done by him alone.”
Section 34 of IPC deals with ‘common intention’. Although the
term ‘intention’ is not defined in IPC it occupies a pivotal role in criminal
liability. Section 34 IPC examines a situation, where an offence requires a
particular criminal intention or knowledge and is committed by several persons.[2] Every individual
who becomes part of such an understanding is held to be liable in the same
manner and the criminal act is vicariously imposed by fiction of law on all the
persons with common intention. This provision has been incorporated to prevent
miscarriage of justice and to tackle peculiar situations where it may become
impossible to accurately distinguish between acts of individual members
committed in furtherance of common intention.
In
order to meet the threshold requirement for the operation of this section, an establishment
of an overt act is not a requirement of law inasmuch this section gets
attracted when a criminal act is done by several persons in furtherance of the
common intention of all. Therefore, the prosecution is to establish that all
the concerned persons had shared a common intention. This also implies that any person who does nothing
except stand still and wait may also be held liable. The
phrase “common intention” means a pre-arranged plan and acting in concert
pursuant to the plan. It also consists of an act of several persons in unison
with another for fulfilling a common purpose. Even the doing of separate, similar or diverse acts by several persons,
so long as they are done in furtherance of a common intention, render each of
such persons liable for the result of them all, as if he had done them himself,
for the whole of the criminal action be it that it was not overt or was only a
covert act or merely an omission constituting an illegal omission.[3]
The common intention under section 34 IPC is to be understood in a
different sense from the ‘same intention’ or ‘similar intention’ or ‘common
object’. The persons having a similar intention which is not the result of the
prearranged plan cannot be held guilty of the criminal act with the aid of
Section 34 IPC.[4]
Direct proof
of common intention is seldom available and, therefore, such intention can only
be inferred from the circumstances appearing from the proved facts of the case
and the proved circumstances.”[5]
SECTION
149 OF IPC
AND ITS SCOPE
As per Section 141
of IPC, an assembly of five or more persons is designated an "unlawful
assembly", if the common object of the persons composing that assembly to
fulfil the object as envisaged in the said section[6]
and Section 142 of IPC, whoever, being aware of facts which render any assembly an
unlawful assembly, intentionally joins that assembly, or continues in it, is
said to be a member of an unlawful assembly.[7]
The essential
ingredients of Section 149 of IPC are that (a) there is an unlawful assembly;
(b) A member of the assembly commits an offence; (c) the offence committed- (i)
is in prosecution of the common object of the assembly, or (ii) is such as
members of the assembly know to be likely to be committed in prosecution of
that object.[8]
Thus, in order to
constitute an unlawful assembly the statutory requirement is that there must be
five or more than five people. In such a case, every person who at the time of the
commission of the offence is a member of the same assembly is punishable.[9]
The fact that a large number of accused have been
acquitted and the remaining who have been convicted are less than five cannot
vitiate the conviction under section 149 read with the substantive offence if the
court finds that there are other people who might not have been identified or
convicted but were party to the crime and together constituted the statutory
number.[10]
If, for example, only five known persons are alleged to have participated in an
attack but the courts find that two of them were falsely implicated, it would
be quite natural and logical to infer or presume that the participants were
less than five in number. On the other hand, if the Court holds that the
assailants were actually five in number, but there could be a doubt as to the
identity of two of them and acquits two of them, the others will not get the
benefit of doubt about the identity of the two accused so long as there is a
firm finding based on good evidence and sound reasoning that the participants
were five or more in number.[11]
The words “in
the prosecution of the common object” must be interpreted strictly as
equivalent to “in order to achieve the common object.”[12]The common object of the unlawful assembly can be
gathered from the nature of the assembly, arms used by them and the behaviour
of the assembly at or before scene of occurrence.[13]
It is an inference to be deduced from the facts and circumstances of each case.[14]
At the time of the commission of an offence, the word ‘knew’ indicates a
state of mind. The word ‘likely’ means some strong proof that such
knowledge was available to the unlawful assembly. Under section 149, the liability of the other
members for the offence committed during the continuance of the occurrence
rests upon the fact whether the other members knew beforehand that the offence
actually committed was likely to be committed in prosecution of the common
object and such knowledge may reasonably be collected from the nature of the
assembly, arms or behaviour, at or before the scene of action.[15]
If such knowledge may not reasonably be attributed to the other members of the
assembly then their liability for the offence committed during the occurrence
does not arise.[16]
OVERLAPPING
BETWEEN COMMON INTENTION AND COMMON OBJECT
There is much
difference in the scope of applicability of Sections 34 and 149 though they
have some resemblance and are to some extent overlapping. There
has been some confusion in both the Sessions Court and the High Court between
"common intention" and "common
object" and it is true that the two sometimes overlap but they are used in
different senses in law and should be kept
distinct.[17]
The Allahabad HC in the case of Shabbir Khan vs Mohd. Ismail Khan. held
that
“Just as the combination of persons
sharing the same common object is one of the features of an unlawful assembly,
so the existence of a combination of persons sharing the same common intention
is one of the features of Section 34. In some ways the two sections are similar
and in some cases they may overlap. But nevertheless, the common intention
which is, the basis of Section 34 is different from the common object which is
the basis of the composition of an unlawful assembly.”[18]
The Hon’ble
Supreme Court in Dalip Singh and Others vs.
State Of Punjab has held that recourse to Section 34 IPC
cannot be taken as the appellants were not charged even in the alternative and
the common intention required by Section 34 and the common object required by
Section 149 are far from being the same thing.[19]
The SC in Karnail Singh & Anr. vs. State of Punjab
overruled Dalip Singh and opined that the facts leading to common object and
common intention do sometimes overlap and when this is the case the court can
convict the accused in both the sections while ensuring that the other
requirements of the offence is fulfilled. [20] The proved facts
in the said case in brief were that the appellants, who had long -standing
enmity with Gurbaksh Singh, got on the roof of his house and set fire to it,
with the deceased and Mr. Bholan couped up within. The Supreme Court held that
if it was their object under Section 149 to burn the house and cause
the death of Gurbaksh Singh, that was also their intention under Section
34 and on
the facts of this case there can be no difference between the object and the
intention with which the offences were committed.
The constitution
bench of the Supreme Court has endorsed the view of Lachhman Singh v. State wherein, it was held that when there is a
charge under Section 302 of the Penal Code read with Section 149 and the charge
under Section 149 disappears because of the acquittal of some of the accused, a
conviction under Section 302 of the Penal Code read with Section 34 is good
even though there is no separate charge under Section 302 read with Section 34,
provided the accused could have been so charged on the facts of the case. [21]
It
is because of the fact that Sections 34 and 149 IPC do to a certain extent
overlap, it has been held that where some are acquitted thus rendering the
number of accused persons less than five, it is possible to convict, on the
basis of the special circumstances of the case and the evidence led in it, the
remaining accused persons for the substantive offence read with section 34 IPC.[22]
Sometimes, common intention and common object may overlap, and in such
cases common intention is involved in common object and there
is no bar in law on conviction of the accused with the aid of section 34 IPC in
place of section 149 IPC if there is evidence on record to show that such
accused shared a common intention to commit the crime and no apparent injustice
is shown to have been caused.[23]
In Re: P. Ramulu and Ors. vs Unknown the court in detail has meticulously explained
the overlapping by citing example that the
“…Accused may have had a pre-arranged plan
to commit a murder & they may constitute an unlawful assembly with the same
object. Where there is overlapping of the facts bringing a case both under
Section 34 and under Section 149, if an accused is charged for an offence
involving a common object to commit murder, he cannot possibly be prejudiced by
the omission of Section 34 in the charge. Further even in a case where the
accused are charged simplicitor only for committing murder, there is nothing in
law which prohibits a Court from convicting them under Section 302 read with
Section 34 if the evidence justified it and if the accused are not prejudiced
by the absence of charge under Section 34, for Section 34 does not create any
separate offence but only lays down a rule of law.”[24]
In
the case of Dhaneshwar Mahakud and Ors
vs State Of Orissa, the court after relying on catena
of judgements concluded that there is no restriction on conviction of the
accused with aid of section 34 IPC if the evidence on record shows the presence
of common intention. The court scrutinised the evidence of the witnesses along
with the injuries reported in the post-mortem reports to conclude that common
intention was present and thus no prejudice would be caused.
Fixing vicarious liability under
Section 34 or Section 149 depends on the method adopted to furnish the crime.
Section 34 deals with common intention and rules of evidence, which cannot be
implemented alone. Section 149 deals with unlawful assembly with common object
and unlawful assembly itself is penalised under Section 143. In light of the decisions of the
judiciary, it is well-settled that both sections overlap to some extent. The
difference between common intention’ and ‘common object’ lies in the time at
which they are formed while for the former it must be pre-arranged the latter
has no such requirements and hence a broader term encompassing even common
intention. When facts and circumstances of the case combined
with the evidence sufficiently prove both common intention and common object,
then conviction under Section 34 IPC is permissible in the absence of charge.
[1]
Girija Shankar v. State of U.P., (2004) 3 SCC 793.
[2] Rajesh Kumar v. State of Himachal Pradesh
(2008) 15 SCC 705.
[3]
In Gopi Nath @ Jhallar v. State of U.P., (2001) 6 SCC 620
[4] Mohan Singh & Anr. v. State of Punjab, AIR 1963 SC 174.
[5]
Girija Shankar v. State of U.P., (2004) 3 SCC 793
[6]
Indian Penal Code, § 141
[7]
Indian Penal Code, § 142
[8]PC
Sarkar, Sarkar on Criminal Major Acts (Sixth Edn, Lexis Nexis 1998).
[9]
Yunis v. State of M.P., (2003) 1 SCC 425
[10]
Khem Karan
& Ors. Vs. The State of U.P. & Anr. 1974 (4) SCC 603
[11]
Dharam Pal
and Ors. Vs. State of U.P. 1975
(2) SCC 596
[12]
Bhargavan v. State of Kerala, (2004) 12 SCC 414
[13] Lalji and Ors. Vs. State of U.P. 1989 (1) SCC 437
[14]
Id
[15] Ram Charan Rai Vs. Emperor AIR 1946 Pat 242
;Gajanand & Ors. Vs. State of Uttar Pradesh AIR 1954 SC 695.
[16]
Lalji & Ors vs State Of U.P 1989 AIR
754.
[17]
Sukha And Others vs The State of Rajasthan AIR 1956 SC 513.
[18]
Id
[19] Dalip Singh And Others vs State Of Punjab AIR
1953 SC 364.
[20] Karnail
Singh & Anr. vs. State of
Punjab AIR 1954 SC 204.
[21] Willie (William) Slaney v. The State Of
Madhya Pradesh AIR 1956 SC 116.
[22]
Mohan Singh & Anr. v. State of Punjab, AIR 1963 SC 174.
[23]
Abdul Sayeed Vs. State of M.P. (2010)
10 SCC 259.
[24]
In Re: P. Ramulu and Ors. vs Unknown 1956 CriLJ 1389